Is the NDE Only N-Methyl-D-Aspartate Blocking.pdf

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Is the Near-Death Experience Only
N-Methyl-D-Aspartate Blocking?
Peter Fenwick, M.D., F.R.C.Psych.
Institute of Psychiatry, London, England
ABSTRACT:
Karl Jansen's interesting hypothesis that near-death experi-
ences (NDEs) result from blockade of the N-methyl-D-aspartate receptor has
several weaknesses. Some NDEs occur to individuals who are neither near
death nor experiencing any event likely to upset cerebral physiology as Jan-
sen proposed; thus his hypothesis applies only to a subset of NDEs that
occur in catastrophic circumstances. For that subset, the clarity of NDEs
and the clear memory for the experience afterward are inconsistent with
compromised cerebral function. Jansen's analogy between NDEs and
ketamine-induced hallucinations is weakened by the fact that most ketamine
users do not believe the events they perceived really happened. Temporal
lobe seizures do not resemble NDEs as Jansen postulated; they are confu-
sional, rarely ecstatic, and never clear, as are NDEs, nor are they remem-
bered afterward. Jansen's hypothesis assumes the standard scientific view
that brain processes are entirely responsible for subjective experience; how-
ever, NDEs suggest that that concept of the mind may be too limited, and
that in fact personal experience may continue beyond death of the brain.
Karl L. R. Jansen has proposed a hypothesis describing a mecha-
nism that makes a major contribution to the understanding of the
near-death experience (NDE). He suggested that the NDE is the re-
sult of the blocking of the phencyclidine (PCP) site on the N-methyl-
D-aspartate (NMDA) receptor. This is an interesting hypothesis, and
it is likely that the suggestion that the NMDA receptor is involved
in a subset of NDEs is correct. However, Jansen's paper, like many
before it, suffers from a number of weaknesses, some outlined by the
Peter Fenwick, M.D., F.R.C.Psych., is Consultant Neuropsychiatrist at the Bethlem
Royal and Maudsley Hospitals and Senior Lecturer at the Institute of Psychiatry in
London, England. Reprint requests should be addressed to Dr. Fenwick at the Institute
of Psychiatry, deCrespigny Park Road, London S.E.5, United Kingdom.
Journal of Near-Death Studies, 1611), Fall 1997
© 1997 Human Sciences Press, Inc.
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JOURNAL OF NEAR-DEATH STUDIES
author. In reviewing this hypothesis, it is important to look at its
implications from several different levels. When arguing for an ex-
planation of the NDE, chemical, clinical, and philosophical aspects
should all be included. I shall discuss these areas independently.
Jansen started his paper with a philosophical statement concerning
death and the nature of mind. This point requires answering, but
for the first part of this article I would like to take the position,
suggested by Jansen, that mind
arises
from neuronal activity, and
that consciousness is
local
to brain processes.
The first point is: how do we define an NDE? Are we to consider
only those NDEs that occur with catastrophic brain failure, or should
we include those NOEs that occur in different circumstances? Jansen
did not suggest that his theory is applicable to all cases of NDEs,
but argued that it can explain most experiences, put generally, be-
cause the PCP receptor is involved in perception.
The full breadth of near-death phenomena came to my attention
after a television program and publication of several articles in the
United Kingdom. The British branch of the International Association
for Near-Death Studies (IANDS-UK) and I have received more than
2,000 letters containing experiences. From these letters we selected
a subset of experiences that we felt were most typical of the core
NDE. We mailed 500 questionnaires to this group of people and re-
ceived over 370 replies (Fenwick and Fenwick, 1995). The selection
of this data set was biased by several important factors. First, the
group was self-selected. Second, the people who wrote were those
who were sufficiently interested in their experiences to want to com-
municate something that was important to them. This adds a sig-
nificant selection bias, in that people who have had negative or
neutral experiences are much less likely to want to communicate
them than those who have had positive experiences. However, ac-
cepting these deficiencies, these NDEs were reported as having oc-
curred under many different situations, some of which were not near
death, nor accompanied by any threatening event likely to have upset
cerebral physiology in the way proposed by Jansen's hypothesis.
Experiences were reported to have occurred when experiencers
were awake and relaxed, when they were depressed, and in minor
infections and in routine anesthesia. We rejected those that were re-
ported to have occurred in sleep. The largest number certainly oc-
curred in catastrophic circumstances. Our sample makes the point
that NDEs judged entirely by their phenomenology occur in many
different circumstances; thus any theory that links the NDE only to
PETER FENWICK
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brain catastrophe or to a special brain physiological mechanism must
provide only a partial and limited explanation. Elizabeth Fenwick
and I (Fenwick and Fenwick, 1995) have suggested that a detailed
look at the phenomenology of the NDE allocates it to a group of
experiences that is already well studied and understood, that of the
mystical experience. This explanation has the advantage that mys-
tical experiences too have multiple causes. The hypothesis put for-
ward by Jansen should thus be limited to a subset of NDEs that
occur in catastrophic circumstances.
Jansen argued, correctly in my view, that a clear sensorium and
a feeling of absolute reality do not negate the suggestion that these
experiences are hallucinations. From a scientific point of view it is
clear that the majority of the NDEs must be hallucination, if one
excludes those out-of-body experiences for which a veridical nature
is claimed, as the world described is private to the individual and
not held in common between subjects. The fact that we define the
NDE mainly as an hallucination is of little help in terms either of
the experience's likely genesis or of its philosophical explanation. It
simply raises questions about the subjective nature of mind. It does,
however, help to direct attention, as Jansen has done, to other situ-
ations in which hallucinations that have a similar form occur.
I was interested in the comment that only 30 percent of normal
subjects given ketamine were certain that the events had really oc-
curred. In NDEs this percentage is much higher, and this point weak-
ens a ketamine-like effect as the only explanation. However, in
defense of the ketamine hypothesis, it could be that those people
given ketamine would naturally tend to attribute whatever experi-
ence they had to the drug, and so would be less likely to regard it
as "real."
The phenomenon of a clear sensorium in catastrophic brain states
is more difficult to explain. Any physician dealing with head injury,
epilepsy, or altered cerebral physiology knows that as cerebral func-
tion becomes compromised it becomes disorganized. Even in such
simple circumstances as ordinary fainting, recovery from the faint is
recovery from a confusional process. Acute cerebral catastrophes re-
sult in confusion and not clarity. This important fact is overlooked
by those attributing simple chemical explanations to the NDE. Al-
though ketamine may produce experiences that are similar to the
NDE, and Jansen has argued cogently that it does, he does not ex-
plain how these same experiences can arise in a dysfunctional brain.
His argument is that when brain processes have been so disorganized
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that there is loss of consciousness, consciousness can then be resyn-
thesized in its clarity by a brain mechanism such as flooding the
brain with NMDA inhibition. Surely the very fact that consciousness
has been lost would argue that cortical activity is insufficient to sus-
tain high quality and clear consciousness as would be required for
an
NDE.
The only way round this dilemma is to argue that the experience
arises as consciousness is being recovered or lost, when cerebral func-
tion is still sufficiently intact to maintain coherent and clear cerebral
experience. There are arguments, mainly related to memory, that I
will discuss further below, which make it unlikely that many NDEs
could occur as consciousness is being lost. The alternative conclusion
would therefore have to be that NDEs occur with the return of the
cerebral processing involved in ordinary conscious experience. How-
ever, the difficulty here is that recovery from a cerebral catastrophe
is via a confusional state and it thus seems unlikely that an arousal
through confusion could produce both the clarity of the experience
and the confusion of arousal.
In our series there were some specific accounts that made this
point even more starkly. We had patients who were head-injured and
whose arousal was confusional and showed all the characteristics and
mental states that would be expected after a severe head injury. Yet
within this dense confusional state, but attributed by the individual
to the time of unconsciousness, was full memory of a wonderfully
clear NDE. It is worth noting that in severe head injury memory for
the accident and for the confusional awakening in hospital is absent,
and this was so in our cases of head injury. Except by special plead-
ing, it is not possible with our current understanding of cerebral
functioning to explain, on a simple chemical theory, how, within dense
unconsciousness and with absence of memory, the brain can structure
and remember a clear comprehensive experience. This is an inter-
esting point and is a challenge to our current understanding of brain
function (Cartlidge, 1991; Teasdale, 1991).
One of the most puzzling features of NDEs, besides their clarity
in the presence of cerebral catastrophe, is the clear memory for the
experience. As mentioned above, memory is very sensitive to brain
injury, and length of amnesia before and after unconsciousness is a
way of determining the severity of the injury. It is thus unlikely that
cerebral events occurring during this period of total amnesia would
ordinarily be remembered (Cartlidge, 1991; Teasdale 1991).
PETER FENWICK
47
Jansen described the excitatory and inhibitory properties of
ketamine and decided on balance against it being excitatory, though
it is probably neuroprotective. He concluded that it is likely to be
inhibitory. This leads to a discussion of the role of epilepsy in NDEs.
There is much about the possible role of epilepsy, abnormal temporal
lobe functioning, and abnormal hippocampal functioning in the NDE
literature (Saavedra-Aguilar and Gomez-Jeria, 1989), which Jansen,
quite rightly, wanted to include in his theory. In my view much of
the discussion of temporal lobe epileptic (TLE) activity as a compo-
nent of the NDE argues without the data to support it.
Let's start with temporal lobe seizures. We can divide these into
those starting in the lateral temporal cortex and those arising from
the hippocampus or the amygdala, the medial temporal structures.
Let's consider those arising from the hippocampus or the amygdala.
The international definition of these seizures is partial complex sei-
zures; they are termed "complex" because they lead to an alteration
of consciousness. This alteration in consciousness is confusional.
When patients have seizures originating in the medial temporal
structures they usually have a disorder of consciousness, and the
mental phenomena are usually those of fear or extreme fear.
Positive auras and feelings, so common in the NDE, are reported
in only a very small minority of medial temporal, seizures. In William
Gowers' (1881) study of 505 epileptic auras only 3 percent were said
to be emotional and none positive. In William Lennox's (1960) study
of 1,017 auras, only 9 were said to be pleasant (0.9 percent), and of
these "only a few showed positive pleasure." Wilder Penfield and
Kristian Kristiansen (1951) cited only one case with an aura of a
pleasant sensation and it was followed by an epigastric feeling of
discomfort. Until 1980, no cases of temporal lobe epilepsy and an
ecstatic aura had been reported (Cirignotta, Todesco, and Lugaresi,
1980). Despite this, ecstatic states were frequently attributed in the
literature to TLE. As Henri Gastaut (1978) explained, this was be-
cause people expected ecstatic states to be present (Fenwick, 1983).
Thus the phenomenology of discharges in this brain area bears no
resemblance to that of the NDE. More importantly, when the seizures
spread out from the medial temporal structures into the temporal
cortex more complex phenomena may arise, but these are always
confusional and never complex and clear like the NDE. It is thus
unlikely that any alterations in electrical activity of a seizure type
arising in the medial temporal structures could contribute to the
NDE.
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