Psychological research, obedience and ethics
DE100_1
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978-1-4730-1859-4 (.kdl)978-1-4730-1091-8 (.epub)
· Introduction
· Learning outcomes
· 1 Milgram’s obedience study
· 1.1 The set-up
· 1.2 The results
· 1.3The variations
· 1.4 Summary
· 2 Milgram’s study and ethics
· 2.1 Ethics
· 2.2 The case against Milgram
· 2.3 The case for the defence
· 2.4The judgement
· 2.5 Summary
· Activity 1: Ethics in psychological research
· Research ethics
· Task: Is it ethical?
· Study 1
· Study 2
· Study 3
· Conclusion
· Activity 2: Researching animals and humans
· The ethics of animal research
· Task 1: Evaluating the ethics of research
· Different animals, different guidelines
· Task 2: Reflecting on different species
· Animal research and the law
· Activity 3: Researching animals
· Keep on learning
· Glossary
· References
· Acknowledgements
One of the best known studies in the history of psychology is the research on obedience carried out by Stanley Milgram in the 1960s. In his research Milgram demonstrated the lengths to which people are willing to go just because someone in authority tells them to do something. The studies Milgram conducted also raised the issue of ethics in research, as some critics argued that he failed to take sufficient precautions to protect the integrity and wellbeing of his participants. At the same time, more than any other study in psychology, the findings of Milgram’s research demonstrate why ethics are important.
As well as reading about Milgram's work and ethics, you will engage in an online activity to learn about the code of ethics concerning the psychological research that is conducted with human participants. You will also gain an understanding of the guidelines that govern the use of non-human animals in psychological research in a second online activity, and why psychologists conduct such research. You will have the opportunity of viewing two short films which will introduce you to the research of Alex Thornton who studies meerkats, and of Tetsuro Matsuzawa who works with chimpanzees.
This OpenLearn course is an adapted extract from the Open University course DE100 Investigating psychology 1.
After studying this course, you should be able to:
· describe the research of Stanley Milgram on obedience
· recognise the main ethics principles governing psychological research
· understand the ethics issues concerning research involving non-human animals
· appreciate the value of conducting research with animals.
Milgram was one of the most innovative and productive social psychologists of his generation, who undertook a variety of studies that explored social psychological aspects of everyday life. However, he is largely remembered for one dramatic piece of work – the obedience studies. The best way to get inside this study is to imagine that you are one of the participants taking part in Milgram’s experiment. So read on with that in mind.
It’s 1961 and you are arriving at the doors of the Psychology Department of the prestigious Yale University in the USA. The reason you are here is that you replied to an advert in the local paper asking for volunteers to take part in a study on memory. The advert (see Figure 1) offered a fee plus expenses and said that you would be paid on arrival at the laboratory.
Figure 1 The advert used to recruit volunteers for Milgram’s study
View description - Figure 1 The advert used to recruit volunteers for Milgram’s study
As you walk through the doors you are met by a serious-looking man in a laboratory coat who turns out to be the experimenter. He introduces you to a genial middle-aged man who is described as a fellow volunteer. The experimenter explains that the study will involve one of the volunteers taking on the role of a ‘teacher’ and the other taking on the role of a ‘learner’. As part of the experiment, the ‘teacher’ will engage the ‘learner’ in a simple memory task. The ‘learner’ and the ‘teacher’ will be in different rooms and will communicate through microphones (see Figure 2). The experimenter reveals that the study is designed to investigate the effect of punishment on learning. The ‘teacher’ will be asked to administer an electric shock to the ‘learner’ every time the latter makes an incorrect response on the memory task.
Figure 2 The layout of the experiment at the Yale laboratory
View description - Figure 2 The layout of the experiment at the Yale laboratory
To select who will be the ‘teacher’ and who will be the ‘learner’, you draw slips of paper. You pick out the ‘teacher’ slip. You then watch as the ‘learner’ is strapped into a chair, and you hear the experimenter tell him that ‘although the shocks can be extremely painful, they cause no permanent tissue damage’. The experimenter now gives you a sample shock of 45 volts to show you what the ‘learner’ will experience during the study. The shock is unpleasant, but short of being painful.
The experimenter then takes you into the adjacent room and sits you down in front of an impressive-looking apparatus that will be used to administer the shocks (see Figure 3).
Figure 3 The ‘shock generator’ used in Milgram’s experiment
View description - Figure 3 The ‘shock generator’ used in Milgram’s experiment
The shock generator consists of a row of switches that run in 15 volt increments from 15 volts through to 450 volts. Under the label for each switch are some descriptive words, such as ‘slight shock’ (15 volts), ‘moderate shock’ (75 volts), ‘strong shock’ (135 volts), ‘very strong shock’ (195 volts), ‘intense shock’ (225 volts), ‘extremely intense shock’ (315 volts), ‘danger: severe shock’ (375 volts) and finally ‘XXX’ (435 volts). Suddenly, this looks quite serious and you probably hope that you don’t have to go very far up the scale. This is especially so given that you received the 45-volt shock, and you know that this was unpleasant enough. The last switch on the shock generator administers an electric impulse ten times as strong!
In the first phase of the experiment, the experimenter asks you, the ‘teacher’, to read a series of word pairs to the ‘learner’ who is expected to memorise them (for instance, ‘green-grass’ , ‘blue-sky’, ‘nice-day’). In the second phase, the test phase, you are asked to read out the first word of the pairs (e.g. ‘green’), followed by four possible responses (‘grass, hat, ink, apple’). If the ‘learner’ identifies the paired word correctly, you are to move on to the next word pair on the list. If the answer is wrong you have to tell the ‘learner’ the correct answer, indicate the level of punishment you are going to give them (starting with 15 volts), and flick the appropriate switch on the shock generator. For every subsequent incorrect answer, you are told to move one switch up the scale of shocks.
The experiment starts. To begin with everything is fine and the ‘learner’ gets most of the answers right. You have only used the shock generator a couple of times, and at this stage the shocks are mild. Then the ‘learner’ starts to get the answers wrong and you are moving up the shock scale into the ‘strong shock’ range. Although you cannot see the ‘learner’ you can hear him and as the shocks increase he starts to shout out. You have heard him grunt at the low voltage but now he is starting to ask to be let out. At 120 volts you hear him shout out in an agitated tone, complaining that he is in pain, and at 150 volts he asks to be released.
Suddenly, you feel uncomfortable and you decide to stop. The experimenter, the man in the grey coat, objects and asks you to carry on, in spite of the ‘learner’s’ protestations.
Question 1
What do you think you would do in this situation? At what point would you stop? 200 volts? 150 volts? Would you respond to the cries of your fellow volunteer or would you complete the job you agreed to do and carry out the instructions of the experimenter?
How many people do you think would continue to follow the orders? At what point do you think people would stop?
Before Milgram carried out the study, he posed the same questions as in Question 1 to different groups of people, including ordinary members of the public, college students, psychologists and psychiatrists. He asked them to speculate on how far they thought most people would go if asked to administer shocks. Most ordinary people said that participants would generally refuse to administer shock, or at least not go very far beyond the point where the ‘learner’ experienced pain. Also, most said that participants should rebel, and that they should not continue beyond around 150 volts. Among the professional groups, there was widespread agreement that nobody taking part in the study go all the way.
You will be relieved to know that in the actual study carried out by Milgram, no person was hurt during the procedure, and the only actual shock administered was the 45-volt ‘tester’ given to the ‘teacher’. In fact, the whole situation was staged. The role of ‘experimenter’ was played by a 31-year-old biology teacher. The ‘learner’, presented as a ‘fellow volunteer’, was in on the deception and was merely playing the part. In reality, he was a 47-year-old accountant, who was chosen for the role because he appeared mild-mannered and likeable. He was not the sort of person one would want to see hurt. The drawing of slips of paper was fixed to ensure that the ‘naive participant’ was always cast in the role of the ‘teacher’, and the ‘shock generator’ was simply a simulator. The sounds (the moans and cries) that the participants heard were a recording played from the adjacent room. Importantly, however, the deception was so good that participants believed that they were actually administering shocks. So the study presented an ingenious way of discovering how far people would be willing to go, just because a psychological experiment on ‘the effects of punishment on learning’ demanded it. Most people like to think that they (and people around them) would not go very far. But what happened when Milgram actually placed people in that position?
In the first instance Milgram conducted the study on a sample of forty participants, all of them male. Each played the role of ‘teacher’ in the situation described in Section 1.1. Each participant went through the identical experimental procedure: all forty heard the same instructions, encountered the same ‘experimenter’ and ‘learner’, heard identical (pre-recorded) cries from the next room. The ‘experimenter’ in the grey lab coat offered the same words of encouragement. The sessions were filmed (Figure 4) and notes were taken by observers looking through an observation mirror.
Figure 4 Scenes from the Milgram study
View description - Figure 4 Scenes from the Milgram study
Milgram found that, of the forty participants who took part in the study, all obeyed up to 300 volts, the twentieth switch on the shock generator. This is the point at which the ‘learner’ was heard screaming: ‘I absolutely refuse to answer any more. Get me out of here. You can’t hold me here. Get me out. Get me out of here.’ However, only five of the forty participants refused to continue beyond this point. Four gave only one more shock before breaking off, with an additional five stopping between 315 volts and 435 volts. But as many as twenty-six continued to the end of the scale and administered the maximum 450 volts. This is despite the fact that, at 330 volts, they had already heard intense and prolonged screaming: ‘Let me out of here. Let me out of here. … Let me out of here. You have no right to hold me here. Let me out! Let me out!’ Shocks beyond 330 volts were accompanied by eerie silence. Nevertheless, twenty-six ordinary members of the public from Connecticut administered the maximum shock and continued to do so until the experimenter called a halt to the proceedings.
As well as counting the number of participants who went all the way on the shock generator, Milgram also observed their reactions. Participants who took part in the study generally displayed signs of nervousness and tension. Many were visibly uncomfortable and probably would not have continued had they not heard the experimenter say things like ‘Please continue’, ‘Please carry on’, ‘It is absolutely essential that you continue’ or ‘You have no choice; you must go on’. At the end of the study, many of the obedient participants heaved sighs of relief or shook their heads in apparent regret. Some even had laughing fits during the experiment, probably brought on by anxiety. Milgram (1963, p. 375) wrote that ‘full-blown, uncontrollable seizures were observed for 3 subjects. On one occasion we observed a seizure so violently convulsive that it was necessary to call a halt to the experiment’. (You may have noticed that in this quote Milgram refers to people who took part in his study as ‘subjects’. This was common practice in psychology in the 1960s. Today the word ‘participant’ is used instead as the word ‘subject’ is considered demeaning, and lacking in respect towards volunteers on whose participation much of psychological research ultimately depends.)
Do Milgram’s findings seem plausible to you? Ordinary members of the public were prepared to administer electric shocks to another person on the mere (albeit persistent) request of a man in a laboratory coat. They did so despite the protests from the ‘victim’ and continued even after the supposed recipient of the shocks went quiet. Before the study, when Milgram asked his fellow professionals to predict how many participants would refuse to go all the way, they said that all of them would do so. In reality only 35 per cent did. In Milgram’s study, the average voltage at which participants stopped shocking the ‘learner’ was 368 volts. Members of the public predicted that people would stop at around 140 volts. This is a remarkable discrepancy. It is therefore not surprising that Milgram’s research went on to provoke considerable debate.
Box 1 Why do it this way?
Milgram’s obedience work is remarkable, not only because of the important questions it sought to explore, but also because it is a fine example of good experimental procedure in social psychology.
The most important feature of any laboratory experiment is its controlled nature. Note that every person who took part in Milgram’s research underwent an identical experience. All participants received the same instructions, encountered the same individuals (the ‘experimenter’ and the fellow ‘volunteer’) and heard identical cries and protestations from the ‘learner’. To ensure consistency in the experimental procedure, Milgram even recorded the anguished cries in advance, and played them to participants from a tape.
This equivalence of experience across the forty participants was essential if meaningful comparisons were to be made. It ensured that any difference in behaviour observed in the study could not be attributed, for instance, to the fact that some participants heard louder or more desperate cries than others. For similar reasons, Milgram used the same ‘learner’ and ‘experimenter’ with each participant. He wanted to ensure that none of the results could be accounted for by differences in the personality or the demeanour of the confederates.
Another interesting aspect of Milgram’s research is that he recruited participants from the general public, using a newspaper advert. At the time (and still now in many psychology departments) participants tended to be recruited mainly from among the student population. However, Milgram was interested in exploring the level of obedience to scientific authority among people with no direct link to the university or research environment, so he recruited from the general public.
Finally, in Milgram’s original study, all forty participants were male. Why do you think this was the case? This was not because Milgram wanted to exclude women from his research. He later conducted further studies in which he explored gender differences in obedience. In the initial study, however, he decided to control for the potential effects of gender on the findings by limiting the sample to men.
The findings of Milgram’s original study highlighted the phenomenon of obedience, but it could not reveal what it is about the situation that made participants administer potentially lethal shocks to a fellow human being. To address this question Milgram carried out further research in which he introduced subtle variations to the original procedure. By examining the effects of these variations on levels of obedience, he was able to isolate specific aspects of the situation that might influence whether participants obey or not.
By the time Milgram completed his research in 1962 he had processed 800 people through nineteen variations of the original design. For instance, in one variation, Milgram introduced into the proceedings a dialogue about a heart attack. He wanted to see whether alerting the participants to the impact of the shocks on the ‘learner’s’ health might reduce obedience. Note that all other aspects of the original study were preserved. Interestingly, the conversation about the heart attack made no real difference. Twenty six out of the forty participants still continued to 450 volts, although those who stopped did so at a lower voltage with five stopping as soon as the ‘learner’ asked to be let out. So, the reference to the heart attack made those who disobeyed do so earlier, but it did not prevent the more obedient participants from going all the way.
Milgram also varied the proximity of the ‘learner’ and ‘teacher’. In one variation he put them in the same room, while in another he required the ‘teacher’ to hold the ‘learner’s’ arm down on a plate to receive the electric shock. This manipulation had a clear effect. Milgram found that the closer you place the ‘teacher’ to the ‘learner’, the fewer shocks the ‘teacher’ is likely to administer. Equally, the further you place the ‘learner’ away from the ‘teacher’, the less the impact their pleas are likely to have.
Equally crucial was the presence of the authority figure. In one variation, the ‘experimenter’ in the grey coat pretended to have to leave the experiment owing to some emergency and was replaced by a person in plain clothes, who was not a scientist. Only 20 per cent of participants went all the way and gave the ‘learner’ 450-volt shocks. Similar results were obtained when orders were given by phone. The physical presence of an authority figure was therefore crucial.
In another variation Milgram placed two ‘experimenters’ in the room. One told the participants to continue (as in the original study), while the other told them to stop. In this variation, all the participants stopped giving the shocks very early on. This showed that an absence of a clear authority figure reduces obedience.
Milgram also conducted a version of the experiment in which he placed a second ‘teacher’ in the room, although this one was a stooge instructed to obey until the end. In this variation all the participants went along with the confederate and shocked up to 450 volts! So the mere presence of another obedient ‘volunteer’ made all the participants go all the way.
One of the main conclusions of Milgram’s work was that under certain conditions involving the presence of authority, people suspend their capacity to make informed moral judgments and defer responsibility for their actions to those in authority. When people are in this particular frame of mind, the nature of the task that they are asked to perform becomes largely irrelevant, and the main determinant of their actions is the commands of the authority figure.
· Milgram found that most people would administer potentially lethal levels of shock to another human being, just because they were told to do so by an authority figure.
· The use of a controlled experimental procedure enabled Milgram to explore different aspects of the situation that influence the extent to which people will obey authority.
· Two key factors in o...
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